22 23Q1 Q1/2023 05 18 S0740517090005 Email S0740517030004 Email S0740517030004 E Email Table_Profit 51()3332118()1499453 Table_QuotePic-Table_Report 23Q1-230507 22 23Q1 1 2022 23Q1 2022-23.6%-33.9%41 23Q1+38.5%+85.8%2 2022 ROE 5.71%3.83pct 3.71 0.21 ROE 23Q1 ROE 7.35%3 22-18.5%-6.7%-8.8%-4.0%-51.5%-14.2%23Q1-16.7%-24.7%-2.2%-17.9%9719.0%4 47.55 62.5%1 2022-12.4%1bp 2.3 23Q1+3.4%2 23Q1+1.2%+2%3 1 2022-7.1%-5.0%IPO 64%2 2022 IPO CR5 46%23Q1-24.3%23 1 2022 6.87-16.5%3.1-23.1%2 22-7.8%-2.2%109.5 3 116%87%84%77pct 72pct 41pct 1 22-54%2 5.94%+16.6pct 23Q1+2419%3 1 22-15.9%-3%23Q1 16067.02-4%23Q1 18%109.1 2 2022 0.30.40.50.60.70.80.911.12021-01-042021-03-042021-05-042021-07-042021-09-042021-11-042022-01-042022-03-042022-05-042022-07-042022-09-042022-11-042023-01-042023-03-042023-05-04 -2-1.4 PB 10 20%XVAZwPtOmPqRqOmPqNoRqR7NbP9PmOqQmOoNjMqQtOlOoPwP9PnMpPNZnPqMuOsPzR-3-22 23Q1.-5-1.1 2022 22%26%.-5-1.2.-5-.-10-2.1.-11-2.2.-16-2.3.-19-2.4.-25-2.5.-29-.-31-.-33-1 2022.-5-2 2022 2023.-6-3 2022 2023.-7-4 2022.-8-5 2023.-9-6 2022.-10-7.-10-8%.-11-9%.-11-10 2022.-12-11 30%pct.-13-12%pct.-14-13.-15-14.-16-15.-16-16%.-17-17%.-17-18%.-18-19%.-18-4-20%.-18-21.-20-22%.-21-23%.-23-24 2023%.-24-25%.-26-26%.-26-27%.-27-28%.-28-29.-28-30.-29-31%.-30-32%.-30-33%.-31-34%.-32-35%.-32-36 PB Band.-33-37 PE Band.-33-5-22 23Q1 1.1 22%26%2022 2022 140 3949.73 21.5%1423.01 25.5%2022 11.06 2.79 4.4%11.3%2022 ROE 5.31%2.52pct 2022 3.96 0.16 2022 5.92 428 5868.86 8.15%7844.50 357 4481.58 83.41%76.36%IPO REITs 4.54 2022 2.1 7.46%1.88 2022 733.25 31.81%2022 2.75 9.76 1 2022 WIND 1.2 2022 单位：亿元 2021 2022 变化营业收入 5,024.10 3,943.73-21.5%净利润 1,911.19 1,423.01-25.5%总资产 105,900.00 110,600.00 4.4%净资产 25,700.00 27,900.00 8.6%ROE 7.83%5.31%2.52pct杠杆率 4.12 3.96-0.16-6-41 2022 4854.3 23.6%1254.7 33.9%213.17 115.01 110.53 2023 41 1333.67 38.5%425.78 85.8%2022 Q4 82.4%2 2022 2023 WIND 单位：亿元2022年 2021年 同比 2023Q1 同比 2022年 2021年 同比 2023Q1 同比中信证券 651.1 765.2-15%153.5 1%213.2 231.0-8%54.2 4%海通证券 259.5 432.1-40%85.2 106%65.5 128.3-49%24.3 62%国泰君安 354.7 428.2-17%92.9 14%115.1 150.1-23%30.4 21%华泰证券 320.3 379.1-15%89.9 24%110.5 133.5-17%32.5 47%中国银河 336.4 359.8-7%87.0 19%77.6 104.3-26%22.5 45%申万宏源 206.1 343.1-40%57.7 19%27.9 94.0-70%20.1 88%广发证券 251.3 342.5-27%64.8 36%79.3 108.5-27%21.6 66%中金公司 260.9 301.3-13%62.1 22%76.0 107.8-30%22.6 36%中信建投 275.7 298.7-8%67.0 6%75.1 102.4-27%24.3 58%招商证券 192.2 294.3-35%47.6 29%80.7 116.5-31%22.6 52%东方证券 187.3 243.7-23%44.4 42%30.1 53.7-44%14.3 526%光大证券 107.8 167.1-35%27.5 26%31.9 34.8-8%9.6 44%浙商证券 168.1 164.2 2%49.3 57%16.5 22.0-25%4.9 51%中泰证券 93.2 131.5-29%35.7 93%5.9 32.0-82%11.5 424%方正证券 77.8 86.2-10%17.7 6%21.5 18.2 18%5.6 17%红塔证券 8.4 67.3-88%4.9-173%0.4 15.8-98%2.3-131%国元证券 53.4 61.1-13%15.5 166%17.3 19.1-9%5.2-533%中原证券 18.8 44.2-57%4.6 19%1.1 5.1-79%0.7 282%华安证券 31.6 34.8-9%10.3 98%11.8 14.2-17%3.6 242%国联证券 26.2 29.7-12%6.8 7%7.7 8.9-14%2.1 10%华林证券 14.0 14.0 0%2.4-26%4.6 4.8-4%0.6-58%合计 3,894.8 4,988.0-22%1,026.8 28%1,069.6 1,505.0-29%335.4 55%营业收入 归母净利润-7-2022 41 ROE 5.71%3.83pct ROE 9.99%8.88%8.67%3.71 0.21 2023 ROE 23Q1 ROE 7.35%3.05pct 3.93 2022 3 2022 2023 WIND 单位：%，倍2022年 2021年 变动 2023Q1 变动 2022年 2021年 变动 2023Q1 变动 2022年2021年 变动 2023Q1 变动中信证券 8.67 12.07-3.40 2.07-0.19 1.71 2.06-0.35 0.41 0.00 4.11 4.94-0.83 4.51 0.04海通证券 3.99 8.09-4.10 1.47 0.55 0.69 1.91-1.22 0.34 0.14 3.63 3.53 0.10 3.68 0.12国泰君安 7.88 11.05-3.17 2.01 0.26 1.41 2.05-0.64 0.36 0.05 4.28 4.25 0.03 4.43 0.15华泰证券 7.49 9.84-2.35 1.86 0.45 1.37 1.79-0.41 0.39 0.11 4.21 4.36-0.15 4.25-0.23中国银河 8.21 12.29-4.08 2.36 0.72 1.31 2.09-0.78 0.35 0.08 4.85 4.40 0.46 5.07 0.57申万宏源 2.93 10.26-7.33 2.09 0.97 0.52 1.75-1.23 0.35 0.17 4.49 4.80-0.32 4.58-0.30广发证券 7.23 10.67-3.44 1.87 0.65 1.54 2.43-0.88 0.38 0.09 3.90 3.75 0.15 4.20 0.32中金公司 8.88 14.64-5.76 2.5 0.49 1.17 1.85-0.68 0.34 0.09 5.69 6.59-0.91 5.71-0.71中信建投 9.99 15.80-5.81 3.15 1.05 1.56 2.48-0.92 0.47 0.13 4.35 4.56-0.21 4.47 0.34招商证券 7.54 11.52-3.98 2.09 0.73 1.34 2.13-0.79 0.37 0.12 4.40 4.44-0.05 4.17-0.41东方证券 4.16 9.02-4.86 1.87 1.58 0.87 1.74-0.87 0.40 0.32 3.17 3.69-0.52 3.23-0.20光大证券 5.27 6.43-1.16 1.57 0.46 1.30 1.52-0.22 0.38 0.10 3.03 3.02 0.01 3.07 0.18浙商证券 6.58 9.90-3.32 1.85 0.50 1.30 2.03-0.73 0.35 0.09 3.64 3.96-0.32 3.96 0.25中泰证券 1.61 9.25-7.64 3.15 2.53 0.35 1.74-1.39 0.60 0.47 3.66 4.19-0.53 3.56-0.76方正证券 5.09 4.50 0.59 1.28 0.13 1.24 1.27-0.02 0.31 0.04 3.10 3.05 0.05 3.30 0.20红塔证券 0.17 9.03-8.86 0.96 4.10 0.05 3.87-3.83 0.49 2.05 1.85 1.70 0.14 1.80-0.19国元证券 5.32 6.03-0.71 1.56 1.93 1.42 1.86-0.44 0.40 0.50 3.08 2.79 0.29 3.10 0.01中原证券 0.78 3.78-3.00 0.51 0.38 0.21 1.04-0.83 0.13 0.10 2.71 2.92-0.21 2.94-0.03华安证券 5.98 8.39-2.41 1.79 1.25 1.56 2.10-0.54 0.51 0.39 2.81 2.87-0.06 3.05 0.10国联证券 4.62 7.27-2.65 1.22 0.08 1.09 1.58-0.49 0.27-0.01 3.85 3.36 0.49 4.18 0.44华林证券 7.39 7.93-0.54 0.97-1.37 2.25 2.13 0.12 0.25-0.33 1.88 1.89-0.01 3.28-0.14合计 6.27 8.82-2.55 1.82 0.82 1.23 1.47-0.24 0.37 0.37 4.05 4.22-0.17 4.19 0.00经营杠杆（剔除客户资金）R O A（平 均）R O E（加 权)-8-2022 2022 41-18.5%-6.7%-8.8%-4.0%-51.5%-14.2%A 23Q1-16.7%-24.7%-2.2%-17.9%9719.0%-15.4%A 23Q1 300 4.6%300 14.5%23Q1 520.03 4 2022 WIND 单位；%，p ct营业收入合计 经纪 投行 资管 利息净收入 总投资 其他中信证券-14.9%-20.0%6.1%-6.5%8.8%-22.3%-25.8%海通证券-39.9%-22.4%-15.2%-38.5%-6.2%-102.0%-7.9%国泰君安-17.2%-19.6%6.1%-8.0%-14.8%-35.1%-5.7%华泰证券-15.5%-10.2%-7.4%-0.1%-29.8%-47.9%71.1%中国银河-6.5%-22.7%10.4%-14.8%-5.4%-22.1%10.1%申万宏源-39.9%-20.3%4.9%-9.3%-90.8%-47.7%-49.0%广发证券-26.6%-19.9%41.1%-10.1%-16.8%-69.5%-22.7%中金公司-13.4%-13.2%-0.4%-10.9%3.3%-28.6%73.8%中信建投-7.7%-4.9%5.2%-1.9%36.6%-43.4%7.8%招商证券-34.7%-18.6%-45.2%-20.2%-20.7%-38.7%-53.0%东方证券-23.2%-14.7%1.7%-27.0%12.1%-45.9%-23.4%光大证券-35.5%-24.2%-27.7%-5.6%-16.5%-20.2%-71.9%浙商证券 2.4%-10.3%-28.1%10.3%16.1%-62.5%18.7%中泰证券-29.1%-15.4%-20.5%-1.1%18.9%-106.1%10.1%方正证券-9.8%-23.4%21.5%-8.8%-14.2%34.5%53.6%红塔证券-87.6%-22.0%-10.5%-60.5%313.9%-97.0%-91.2%国元证券-12.6%-14.6%-18.3%-11.2%10.5%-72.0%35.1%中原证券-57.5%-25.3%-57.9%25.6%-4.9%-45.0%-87.5%华安证券-9.3%-15.4%-20.9%12.2%-25.6%-16.6%50.2%国联证券-11.6%-9.8%-6.4%37.9%-44.1%-17.4%34.9%华林证券 0.2%-10.4%-19.5%32.8%-6.3%234.5%-19.7%合计-21.9%-17.8%-5.1%-11.3%-8.0%-45.1%-14.2%分业务同比增速-9-5 2023 WIND 2022 41 23.2%11.9%9.4%11.9%18.1%25.6%+1.5+2.2+1.5+2.4-10.4+2.8 2022 单位；%，p ct营业收入合计 经纪 投行 资管 利息净收入 总投资 其他中信证券 1%-19%8%-10%-42%96%-68%海通证券 106%-32%-49%-13%-35%-187%114%国泰君安 14%-17%-34%242%-45%1069%-40%华泰证券 24%-14%-15%3%-63%208%-101%中国银河 19%-22%-53%-16%-14%327%5%申万宏源 19%-15%-27%-24%35%255%-53%广发证券 36%-12%-33%-11%-5%-262%-73%中金公司 22%-8%-60%-6%38%141%24%中信建投 6%-14%-31%-5%36%298%-45%招商证券 29%-14%-65%-13%159%264%-35%东方证券 42%-18%-26%-23%58%-342%-23%光大证券 26%-16%-39%-33%-30%-1586%72%浙商证券 57%-18%89%-42%1%-3798%54%中泰证券 93%-24%168%113%-47%-317%-42%方正证券 6%-9%-61%-45%-8%1197%-3%红塔证券-173%-21%80%-19%2070%-135%-80%国元证券 166%-11%-51%-7%-3%-173%-25%中原证券 19%-23%-83%55%306%198%130%华安证券 98%-15%116%-15%-12%-647%34%国联证券 7%-19%-46%-9%-24%75%27%华林证券-26%-22%-79%85%-9%-31%-61%合计 28%-17%-29%-2%-23%1077%-20%分业务同比增速-10-6 2022 WIND 41 3353.34 14%23.6%2022 25.8%4.0pct 2324.20 9%64.3%12.6pct 47.55 62.5%2022 7 WIND,单位；%，p ct经纪 投行 资管 利息净收入 总投资 其他 经纪 投行 资管 利息净收入 总投资 其他中信证券 17.2%13.3%16.8%8.9%28.1%15.7%-1.1%2.6%1.5%1.9%-2.7%-2.3%海通证券 18.0%16.1%8.7%23.9%-1.0%34.2%4.1%4.7%0.2%8.6%-29.5%11.9%国泰君安 21.5%12.2%4.6%13.4%21.9%26.3%-0.7%2.7%0.5%0.4%-6.0%3.2%华泰证券 22.1%12.6%11.8%8.2%22.6%22.7%1.3%1.1%1.8%-1.7%-14.1%11.5%中国银河 18.9%2.0%1.3%15.3%16.6%45.8%-4.0%0.3%-0.1%0.2%-3.3%6.9%申万宏源 25.3%9.1%6.1%0.4%28.3%30.8%6.2%3.9%2.1%-2.5%-4.2%-5.5%广发证券 25.4%2.4%35.6%16.3%8.8%11.5%2.1%1.2%6.5%1.9%-12.3%0.6%中金公司 20.1%26.9%5.2%-3.9%40.6%11.1%0.0%3.5%0.1%-0.6%-8.6%5.6%中信建投 21.5%21.5%3.6%8.7%16.5%28.3%0.6%2.6%0.2%2.8%-10.4%4.1%招商证券 33.5%7.2%4.3%7.0%35.3%12.7%6.6%-1.4%0.8%1.2%-2.3%-4.9%东方证券 16.5%9.3%14.1%8.8%13.7%37.7%1.6%2.3%-0.7%2.8%-5.8%-0.1%光大证券 30.6%11.9%14.0%19.4%11.1%13.0%4.5%1.3%4.4%4.4%2.1%-16.8%浙商证券 11.1%4.6%2.6%4.7%4.1%72.9%-1.6%-2.0%0.2%0.6%-7.2%10.0%中泰证券 39.5%10.9%5.9%22.9%-2.1%23.0%6.4%1.2%1.7%9.2%-26.6%8.2%方正证券 46.3%6.9%3.0%22.7%13.1%8.0%-8.2%1.8%0.0%-1.2%4.3%3.3%红塔证券 24.6%9.9%5.4%10.4%8.0%41.7%20.7%8.5%3.7%10.1%-25.8%-17.2%国元证券 18.8%14.5%1.8%38.2%6.5%20.2%-0.4%-1.0%0.0%8.0%-13.7%7.1%中原证券 33.6%14.2%2.5%7.0%31.5%11.2%14.5%-0.2%1.6%3.9%7.1%-26.9%华安证券 32.5%5.0%15.3%14.3%20.1%12.7%-2.3%-0.7%2.9%-3.2%-1.8%5.0%国联证券 21.0%18.2%7.4%4.6%43.9%4.9%0.4%1.0%2.7%-2.7%-3.1%1.7%华林证券 38.5%12.2%2.8%28.8%13.9%3.8%-4.6%-3.0%0.7%-2.0%9.8%-0.9%合计 22.0%11.8%9.9%11.1%19.7%25.5%1.1%2.1%1.2%1.7%-8.3%2.3%营业收入占比 营业收入占比较去年同期(百分点)单位：亿元，%2022年 2021年 同比 2022年 2021年 同比 2022年 2021年 同比 2022年 2021年 同比 2022年 2021年 同比中信证券 362.98 440.98-17.7%286.55 281.29 1.9%52.2%44.8%7.4-6.98 8.99-177.7%-1.3%1.4%-2.7 海通证券 180.37 247.52-27.1%99.45 141.54-29.7%58.3%42.2%16.1 16.66 33.52-50.3%9.8%10.0%-0.2 国泰君安 211.88 235.37-10.0%136.40 143.40-4.9%52.2%43.5%8.6-4.65 3.41-236.2%-1.8%1.0%-2.8 华泰证券 198.90 215.67-7.8%168.49 172.74-2.5%68.1%51.3%16.8-4.85 5.48-188.5%-2.0%1.6%-3.6 中国银河 256.95 230.62 11.4%102.24 98.40 3.9%56.0%44.7%11.3 1.53-0.61-352.6%0.8%-0.3%1.1 申万宏源 174.84 231.77-24.6%101.41 107.29-5.5%71.1%49.1%22.0 14.24 5.22 172.8%10.0%2.4%7.6 广发证券 146.84 192.25-23.6%138.09 159.61-13.5%62.1%52.3%9.8-3.72 9.81-137.9%-1.7%3.2%-4.9 中金公司 169.59 171.54-1.1%168.57 174.27-3.3%72.7%61.2%11.5-0.21-4.08-94.9%-0.1%-1.4%1.3 中信建投 180.64 168.32 7.3%109.90 103.79 5.9%55.6%45.8%9.7 2.85-2.98-195.6%1.4%-1.3%2.8 招商证券 104.47 156.13-33.1%86.49 110.69-21.9%51.5%45.7%5.9 3.01 3.73-19.4%1.8%1.5%0.3 东方证券 155.50 181.40-14.3%78.60 84.01-6.4%67.4%55.4%11.9 8.33 13.14-36.6%7.1%8.7%-1.5 光大证券 69.20 113.00-38.8%60.30 62.70-3.8%64.3%53.4%10.8-2.38 3.94-160.4%-2.5%3.4%-5.9 浙商证券 147.08 135.27 8.7%29.81 37.88-21.3%65.3%62.2%3.2 0.03-0.65-105.0%0.1%-1.1%1.1 中泰证券 85.28 88.55-3.7%60.93 64.84-6.0%84.8%57.9%26.9 5.29 7.61-30.5%7.4%6.8%0.6 方正证券 55.24 59.32-6.9%51.40 53.98-4.8%71.8%65.7%6.1 1.70 2.83-40.0%2.4%3.4%-1.1 红塔证券 10.60 47.53-77.7%8.49 8.73-2.7%174.2%31.6%142.6-0.82-0.39 109.9%-16.7%-1.4%-15.3 国元证券 32.91 36.69-10.3%22.52 24.14-6.7%52.9%45.5%7.4-0.82 4.80-117.0%-1.9%9.0%-11.0 中原证券 17.65 37.10-52.4%15.08 18.04-16.4%90.3%66.0%24.3 1.46 3.74-61.0%8.7%13.7%-4.9 华安证券 17.79 16.89 5.3%15.33 15.43-0.7%55.6%48.0%7.6-0.91-0.05 1649.3%-3.3%-0.2%-3.1 国联证券 16.60 17.87-7.1%16.41 17.37-5.6%65.8%60.5%5.3 0.03 0.30-91.0%0.1%1.0%-0.9 华林证券 9.19 8.81 4.3%9.12 8.74 4.3%67.8%65.7%2.1 0.03-0.01-594.2%0.2%0.0%0.3 营业支出 业务及管理费 管理费用率 信用减值损失 信用减值损失率-11-2.1 22 2022 247.67 10,276.80 9.6%2022 877.11 12.4%2.3 2021 1bp 5%2022 23Q1 9916.65-9.2%+3.4%21Q4 4 11396 23 8%9%WIND WIND 2022 1126.3 18.5%20-18.5%-16.5%-27.4%72.4%15.7%11.9%23Q1 249.49-17%-100%-50%0%50%100%150%200%250%300%350%400%450%020004000600080001000012000200320042005200620072008200920102011201220132014201520162017201820192020202120222023Q1 0.000%0.010%0.020%0.030%0.040%0.050%0.060%0.070%0.080%0.090%-12-10 2022 WIND 23Q1 7.6+1.2%23Q1 100 8.2+3.0%+5.8+2.5%75%23Q1 50.7%25.7%22.2%-33bps+30bps-6bps 1.29+2%23Q1 1 100 Q1 22.2%17.7%-23bps-8bps 4 2 3 1309 1282 832 100+18%/+12%/+12%单位：亿元，%公司证券经纪业务净收入代买 席位租赁 代销证券经纪业务净收入代买 席位租赁 代销证券经纪业务净收入代买 席位租赁 代销中信证券 101.02 71.31 12.89 16.83-22.4%-17.0%-27.3%-36.6%100.0%70.6%12.8%16.7%海通证券 42.36 30.09 8.80 3.47-21.6%-21.7%-28.0%2.2%100.0%71.0%20.8%8.2%国泰君安 65.93 48.83 9.31 7.80-21.4%-23.5%-12.0%-17.9%100.0%74.1%14.1%11.8%华泰证券 64.47 46.56 8.22 9.69-10.7%-15.3%-12.7%23.6%100.0%72.2%12.8%15.0%中国银河 58.26 49.07 2.86 6.33-22.8%-20.0%-42.4%-30.8%100.0%84.2%4.9%10.9%申万宏源 45.46 33.82 8.87 2.76-21.7%-22.2%-11.9%-38.9%100.0%74.4%19.5%6.1%广发证券 58.45 40.79 9.85 7.78-20.9%-20.2%-16.7%-28.9%100.0%69.8%16.8%13.3%中信建投 51.96 30.82 13.34 7.79-6.6%-10.7%14.1%-17.3%100.0%59.3%25.7%15.0%招商证券 60.00 45.10 9.31 5.60-19.6%-18.4%-17.7%-30.2%100.0%75.2%15.5%9.3%东方证券 20.58 10.59 7.43 2.57-52.2%-14.7%-15.5%-54.7%100.0%51.4%36.1%12.5%光大证券 28.19 19.05 5.37 3.77-25.2%-23.2%-26.0%-33.4%100.0%67.6%19.0%13.4%浙商证券 18.69 11.12 4.54 3.03-10.3%-6.3%8.0%-36.6%100.0%59.5%24.3%16.2%中泰证券 33.24 25.08 5.14 3.02-15.8%-14.2%-21.7%-18.5%100.0%75.5%15.5%9.1%方正证券 29.92 23.77 3.80 2.35-24.7%-19.5%-32.9%-47.9%100.0%79.5%12.7%7.9%红塔证券 1.74 1.71 0.01 0.02-24.8%-24.9%-29.1%-5.1%100.0%98.1%0.7%1.3%国元证券 8.41 7.21 0.55 0.66-17.5%-18.5%5.2%-21.6%100.0%85.7%6.5%7.8%中原证券 5.23 5.00 0.00 0.23-27.6%-24.0%14.8%-64.9%100.0%95.6%0.0%4.3%华安证券 8.02 6.88 0.87 0.27-18.2%-19.0%-9.2%-19.5%100.0%85.8%10.8%3.4%国联证券 5.50 4.26 0.82 0.42-9.8%-13.8%74.0%-38.0%100.0%77.4%14.9%7.7%华林证券 5.38 5.06 0.16 0.16-10.4%-10.4%34.7%-34.1%100.0%94.1%3.0%2.9%规模 增速 占比-13-11 30%pct 机构名称 类型 2023Q1 2022Q4 环比(%)2023Q1 2022Q4 变动(pct)2023Q1 2022Q4 变动 2023Q1 2022Q4 环比(%)2023Q1 2022Q4 变动(pct)2023Q1 2022Q4 变动招商银行股份有限公司 银行 6,339 6,204 2.2%10.9%11.0%-0.04 1 1 0 7,946 7,576 4.9%9.6%9.5%0.18 2 2 0蚂蚁（杭州）基金销售有限公司 第三方 5,858 5,712 2.6%10.1%10.1%0.00 2 2 0 12,456 11,545 7.9%15.1%14.4%0.69 1 1 0上海天天基金销售有限公司 第三方 4,854 4,657 4.2%8.4%8.2%0.14 3 3 0 6,084 5,845 4.1%7.4%7.3%0.08 3 3 0中国工商银行股份有限公司 银行 4,378 4,383-0.1%7.6%7.8%-0.20 4 4 0 5,038 5,080-0.8%6.1%6.3%-0.23 4 4 0中国建设银行股份有限公司 银行 3,277 3,327-1.5%5.7%5.9%-0.23 5 5 0 3,824 3,971-3.7%4.6%5.0%-0.32 6 6 0中国银行股份有限公司 银行 2,585 2,698-4.2%4.5%4.8%-0.31 6 6 0 4,235 4,380-3.3%5.1%5.5%-0.33 5 5 0交通银行股份有限公司 银行 2,116 2,152-1.7%3.7%3.8%-0.16 7 7 0 2,368 2,451-3.4%2.9%3.1%-0.19 8 8 0中国农业银行股份有限公司 银行 1,768 1,081 63.6%3.1%1.9%1.14 8 13-5 1,936 2,032-4.7%2.3%2.5%-0.19 10 9 1中信证券股份有限公司 券商 1,309 1,417-7.6%2.3%2.5%-0.25 9 8 1 1,574 1,733-9.2%1.9%2.2%-0.26 12 12 0华泰证券股份有限公司 券商 1,282 1,226 4.6%2.2%2.2%0.04 10 9 1 1,432 1,367 4.8%1.7%1.7%0.03 14 14 0兴业银行股份有限公司 银行 1,250 1,215 2.9%2.2%2.1%0.01 11 10 1 2,584 2,486 3.9%3.1%3.1%0.03 7 7 0上海浦东发展银行股份有限公司 银行 1,154 1,139 1.3%2.0%2.0%-0.02 12 12 0 1,259 1,224 2.9%1.5%1.5%0.00 17 18-1中国民生银行股份有限公司 银行 1,151 1,181-2.5%2.0%2.1%-0.10 13 11 2 1,199 1,234-2.8%1.5%1.5%-0.09 18 17 1平安银行股份有限公司 银行 1,017 1,002 1.5%1.8%1.8%-0.02 14 14 0 1,761 1,783-1.2%2.1%2.2%-0.09 11 11 0中信银行股份有限公司 银行 916 927-1.2%1.6%1.6%-0.06 15 15 0 1,526 1,292 18.1%1.9%1.6%0.24 13 16-3腾安基金销售（深圳）有限公司 第三方 907 874 3.8%1.6%1.5%0.02 16 16 0 2,034 1,805 12.7%2.5%2.3%0.21 9 10-1广发证券股份有限公司 券商 832 821 1.3%1.4%1.5%-0.02 17 17 0 986 948 4.0%1.2%1.2%0.01 21 22-1中信建投证券股份有限公司 券商 718 723-0.7%1.2%1.3%-0.04 18 18 0 788 807-2.4%1.0%1.0%-0.05 24 23 1招商证券股份有限公司 券商 700 683 2.5%1.2%1.2%0.00 19 20-1 752 736 2.2%0.9%0.9%-0.01 25 25 0中国邮政储蓄银行股份有限公司 银行 696 719-3.2%1.2%1.3%-0.07 20 19 1 951 977-2.7%1.2%1.2%-0.07 22 21 1珠海盈米基金销售有限公司 第三方 646 618 4.5%1.1%1.1%0.02 21 21 0 1,130 1,067 5.9%1.4%1.3%0.04 19 19 0中国人寿保险股份有限公司 保险 607 545 11.4%1.0%1.0%0.08 22 24-2 724 684 5.8%0.9%0.9%0.02 27 27 0中国光大银行股份有限公司 银行 602 574 4.9%1.0%1.0%0.02 23 22 1 702 730-3.8%0.9%0.9%-0.06 28 26 2中国银河证券股份有限公司 券商 576 571 0.9%1.0%1.0%-0.02 24 23 1 598 595 0.5%0.7%0.7%-0.02 30 29 1国信证券股份有限公司 券商 536 477 12.4%0.9%0.8%0.08 25 27-2 565 511 10.6%0.7%0.6%0.05 31 32-1国泰君安证券股份有限公司 券商 501 499 0.4%0.9%0.9%-0.02 26 26 0 628 638-1.6%0.8%0.8%-0.04 29 28 1平安证券股份有限公司 券商 497 505-1.6%0.9%0.9%-0.04 27 25 2 529 528 0.2%0.6%0.7%-0.02 32 31 1宁波银行股份有限公司 银行 442 446-0.9%0.8%0.8%-0.03 28 28 0 1,031 1,022 0.9%1.3%1.3%-0.03 20 20 0北京汇成基金销售有限公司 第三方 430 403 6.7%0.7%0.7%0.03 29 29 0 1,363 1,303 4.6%1.7%1.6%0.03 15 15 0东方证券股份有限公司 券商 411 397 3.5%0.7%0.7%0.01 30 30 0 433 409 5.9%0.5%0.5%0.01 37 37 0非货币